Preoperative Chemotherapy, Pembrolizumab, and No, Low, or High Dose Radiation for the Treatment of Node-Positive, HER2-Negative Breast Cancer, P-RAD
This phase II trial studies the effect of chemotherapy and pembrolizumab with or without radiation therapy before surgery in treating patients with node-positive, HER2 negative breast cancer. Chemotherapy drugs, such as paclitaxel, doxorubicin, and cyclophosphamide, work in different ways to stop the growth of tumor cells, either by killing the cells, by stopping them from dividing, or by stopping them from spreading. Immunotherapy with monoclonal antibodies, such as pembrolizumab, may help the body's immune system attack the cancer, and may interfere with the ability of tumor cells to grow and spread. Radiation therapy uses high energy protons to kill tumor cells and shrink tumors. Giving chemotherapy and pembrolizumab with radiation therapy may kill more cancer cells.
Inclusion Criteria
- Age >= 18 years old
- Participant has non-metastatic, N1-3* and one of the following histologically confirmed disease subtypes: * Triple negative breast cancer is defined as estrogen receptor (ER) =< 10% cells, progesterone receptor (PR) =< 10% cells and HER2-negative (< 2+ HER2 IHC or < 2.2 HER2/CEP17 ratio by fluorescence in situ hybridization [FISH]), as per testing at local institution. * High-risk hormone receptor (HR)+/HER2-negative breast cancer is defined as ER >= 10%, HER2-negative (< 2+ Her2 IHC or < 2.2 HER2/CEP17 ratio by FISH) and either histologic grade III or a high-risk genomic assay score (Oncotype Recurrent Score [RS] > 25, Ki67 > 20%, high risk mammaprint, PAM-50, EndoPredict or ProSigna score).
- Primary breast tumor measuring >= 1.0 cm in maximal diameter as measured by any available standard of care imaging (mammogram, breast ultrasound, breast magnetic resonance imaging [MRI])
- Biopsy-proven, axillary lymph node-positive breast cancer at diagnosis. * Note: Clinically node-positive disease is classified as cN1-3. cN1: without matted nodes, even if several/multiple appear matted on ultrasound or MRI; cN2: clinically fixed or matted nodes on examination or clinically or imaging-detected internal mammary node involvement
- Clips or fiducial placement within the biopsy-proven axillary lymph node and breast primary tumor are required
- Multifocal and multicentric disease is permitted; more than one breast tumor may be boosted per doctor of medicine (MD) discretion * Note: For patients with multifocal/multicentric disease who are randomized to receive a preoperative RT boost, all sites of multifocal/multicentric disease do not have to be contained within the pre-operative boost volume. MDs may decrease coverage of multifocal/multicentric tumors in the boost volume in order to meet suggested normal tissue constraints as needed
- Synchronous bilateral invasive breast cancer is permitted; after discussion with the sponsor-investigator and study chair
- No indication of distant metastases. Staging scans are not required and are per the discretion of the treating physician
- Neoadjuvant chemotherapy (NAC) with paclitaxel, dose-dense doxorubicin and cyclophosphamide (dd AC) is planned * Note: For triple negative breast cancer (TNBC) patients, administration of carboplatin with paclitaxel, either weekly area under the curve (AUC) 1.5 or q3 wk AUC 5, is required
- The boost volume is determined to be able to meet study dose constraints by the treating radiation oncologist
- Breast-conserving surgery or mastectomy +/- reconstruction is planned following NAC
- Eastern Cooperative Oncology Group (ECOG) performance status score of 0 or 1
- Absolute neutrophil count (ANC) >= 1500/uL (within 14 days prior to registration)
- Platelets >= 100 000/uL (within 14 days prior to registration)
- Hemoglobin >= 9.0 g/dL or >= 5.6 mmol/L (within 14 days prior to registration) * Criteria must be met without erythropoietin dependency and without packed red blood cell (pRBC) transfusion within last 2 weeks
- Creatinine =< 1.5 x upper limit of normal (ULN) OR Measured or calculated creatinine clearance (glomerular filtration rate [GFR] can also be used in place of creatinine or creatinine clearance [CrCl]) >= 30 mL/min for participant with creatinine levels > 1.5 x institutional ULN (within 14 days prior to registration) * Creatinine clearance (CrCl) should be calculated per institutional standard
- Total bilirubin =< 1.5 x ULN OR direct bilirubin =< ULN for participants with total bilirubin levels > 1.5 x ULN (within 14 days prior to registration)
- Aspartate aminotransferase (AST) (serum glutamic-oxaloacetic transaminase [SGOT]) and alanine aminotransferase (ALT) (serum glutamate pyruvate transaminase [SGPT]) =< 2.5 x ULN (within 14 days prior to registration)
- International normalized ratio (INR) OR prothrombin time (PT) activated partial thromboplastin time (aPTT) =< 1.5 x ULN unless participant is receiving anticoagulant therapy as long as PT or aPTT is within therapeutic range of intended use of anticoagulants (within 14 days prior to registration)
- A female participant is eligible to participate if she is not pregnant, not breastfeeding, and at least one of the following conditions applies: * Not a woman of childbearing potential (WOCBP) as defined OR * A WOCBP who agrees to follow the contraceptive guidance throughout the study and for at least 4 months after the last dose of pembrolizumab in such a manner that the risk of pregnancy is minimized
- A male participant must agree to use a contraception as detailed of this protocol during the treatment period and for at least 4 months after the last dose of after the last dose of study treatment and refrain from donating sperm during this period
- Willingness to adhere to the study visit schedule and the prohibitions and restrictions specified in this protocol
- Willingness to undergo mandatory research biopsy of the breast tumor at day 10-14 of cycle 1, prior to initiation of NAC
- Written informed consent obtained from participant and ability for participant to comply with the requirements of the study
- Patients unable to read/write English or Spanish are eligible to participate in the overall study, but will not be required to participate in the Patient-Reported Outcome questionnaires
Exclusion Criteria
- HER2-positive breast cancer by American Society of Clinical Oncology (ASCO)/College of American Pathologists (CAP) guidelines (HER2 IHC 3+ or >= 2.2 HER2/CEP17 ratio by FISH)
- Inflammatory (cT4d) breast cancer
- Metastatic breast cancer (M1)
- Contraindication(s) to breast-conserving therapy or mastectomy
- Contraindication to radiation therapy including: prior ipsilateral breast or mantle RT, active scleroderma, systemic lupus erythematosis and pregnancy * Note: All cardiac implantable electronic devices are permitted, provided that methods to assess radiation doses and minimize damage to the devices during RT is planned, per institutional guidelines
- Prior ipsilateral breast, chest wall or thoracic radiotherapy
- Prior ipsilateral invasive breast cancer, contralateral breast cancer or a known additional, invasive malignancy that is progressing or required active treatment in the last 5 years. * Note: Participants with basal cell carcinoma of the skin, squamous cell carcinoma of the skin or cervical carcinoma in situ that has undergone potentially curative therapy and a previous diagnosis of ductal carcinoma in situ are not excluded
- Has a known history of active tuberculosis (Bacillus tuberculosis)
- Has received prior therapy with an anti-PD-1, anti-PD-L1, or anti-PD-L2 agent or with an agent directed to another stimulatory or co-inhibitory T-cell receptor (e.g., CTLA-4, OX-40, CD137)
- Has received prior systemic anti-cancer therapy including investigational agents within 4 weeks prior to randomization. *Note: Participants must have recovered from all AEs due to previous therapies to =< grade 1 or baseline. Participants with =< grade 2 neuropathy may be eligible. If participant received major surgery, she/he must have recovered adequately from the toxicity and/or complications from the intervention prior to starting study treatment
- Has a history of (non-infectious) pneumonitis/interstitial lung disease that required steroids or has current pneumonitis/interstitial lung disease.
- Has known severe hypersensitivity (>= grade 3) to pembrolizumab and/or any of its excipients
- Participants with active, known or suspected autoimmune disease. Participants with vitiligo, type I diabetes mellitus, residual hypothyroidism due to autoimmune condition only requiring hormone replacement, psoriasis not requiring systemic treatment, or conditions not expected to recur in the absence of an external trigger are permitted to enroll
- Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the study, interfere with the subject’s participation for the full duration of the study, or is not in the best interest of the subject to participate, in the opinion of the treating investigator
- Known history of human immunodeficiency virus (HIV). * Note: No HIV testing is required unless mandated by local health authorities
- Known history of hepatitis B (defined as hepatitis B surface antigen [HBsAg] reactive) or known active hepatitis C virus (defined as HCV RNA [qualitative] is detected) * Note: No testing for hepatitis B or hepatitis C is required, unless mandated by local health authorities or institutional guidelines
- Has received a live vaccine within 30 days prior to the first dose of study drug. Administration of killed vaccines is allowed.
- Has an active infection requiring systemic therapy
- Has had an allogenic tissue/solid organ transplant
- A WOCBP who has a positive urine pregnancy test within 14 days before study registration. If the urine test cannot be confirmed as negative, a serum pregnancy test is required. In such cases, the participant must be excluded from participation if the serum pregnancy result is positive. *Note: If the screening pregnancy test was conducted > 72 hours prior to the first dose of study treatment, pregnancy status must be confirmed negative within 72 hours prior to treatment initiation.
- Prohibited Treatments and/or Therapies. Use of immunosuppressants and/or systemic corticosteroids is exclusionary, except the following in the absence of active autoimmune disease: * As premedication for chemotherapy * For the prevention of nausea in the three days following chemotherapy * Participants are permitted the use of corticosteroids with minimal systemic absorption (e.g. topical, ocular, intra-articular, intranasal and inhaled) * Systemic corticosteroids at physiologic doses < 10 mg/day of prednisone or equivalent permitted * Adrenal replacement steroid doses including doses > 10 mg daily prednisone is permitted * A brief (less than 3 weeks) course of corticosteroids for prophylaxis (e.g. computed tomography [CT] scan premedication against contrast dye allergy) or for treatment of non-autoimmune conditions (e.g. delayed-type hypersensitivity reaction caused by a contact allergen is permitted (used in the management of cancer or non-cancer-related illnesses). However, use of corticosteroids is allowed for the treatment of immune-related adverse events (irAEs), or adrenal insufficiency
Study sponsor and potential other locations can be found on ClinicalTrials.gov for NCT04443348.
PRIMARY OBJECTIVES:
I. To quantify a CD3+/CD8+ T cell breast immunoscore using quantitative immunofluorescence (QIF) in posttreatment formalin-fixed paraffin-embedded (FFPE) tumor biopsy samples collected on day 14 of cycle 1 (C1) of pembrolizumab.
II. To determine the rate of nodal pathologic complete response (pCR) (pathologic response in the lymph node(s)) with pembrolizumab (pembro) + no, low or high dose radiation therapy (RT) boost, followed by preoperative pembro/chemotherapy.
SECONDARY OBJECTIVES:
I. To measure composite pCR(ypTis/T0N0).
II. To measure the total residual cancer burden (RCB) score after pembro + no, low or high dose RT boost, followed by preoperative pembro/chemotherapy.
III. To correlate measured nodal pCR and/or RCB status in patients with post-treatment CD3+/CD8+ T cell breast immunoscore greater than 75% versus patients with post-treatment CD3+/CD8+ T cell breast immunoscore less than or equal to 75%.
IV. To measure changes in pre- versus posttreatment intra-tumoral, peri-tumoral, and stromal CD3+ or CD8+ T cell percentages in the different treatment arms.
V. To correlate measured composite pCR and/or RCB status in patients with post-treatment CD3+/CD8+ T cell Breast Immunoscore greater than 75% versus patients with post-treatment CD3+/CD8+ T cell Breast Immunoscore less than or equal to 75%.
VI. To quantify changes in tumor infiltrating lymphocyte (TIL) counts by hematoxylin and eosin (H&E) in pre-treatment versus post-RT boost tumor biopsy specimens in each RT dose and breast cancer subtype cohort.
VII. To quantify changes in PD-L1 expression levels after treatment with Pembro + no, low or high RT boost (at the time of the time of interval biopsy).
VIII. To quantify changes in intratumoral, pertumoral, and stromal CD4+Foxp3+ T regulatory cell densities in response to treatment with preoperative Pembro + no, low, or high dose RT boost (at the time of interval biopsy).
IX. To evaluate the safety and tolerability of the Pembro + no, low or high dose RT boost followed by Pembro/neoadjuvant chemotherapy (NAC) in patients with operable HER2-negative breast cancer treated in the neoadjuvant setting.
X. To assess invasive disease-free survival (DFS) with Pembro + no, low, or high dose RT boost followed by Pembro/NAC.
XI. To assess event-free survival (EFS) with Pembro + no, low, or high dose RT boost followed by Pembro/NAC.
XII. To evaluate quality of life and cosmesis following Pembro + no, low, or high RT boost followed by Pembro/NAC, as assessed by validated patient reported outcome (PRO) instruments such as Global Health Patient Reported Outcomes Measurement Information System (PROMIS), PRO-Common Terminology Criteria for Adverse Events (CTCAE), BREAST-Q and digital photographs between dose cohorts
EXPLORATORY OBJECTIVES:
I. To quantify changes in additional core intra-tumoral, peri-tumoral, and stromal immune biomarkers using multiplexed quantitative immunohistochemistry (IHC)/immunofluorescence (IF) panels.
II. To quantify expression of an expanded set of gene expression based immune markers in HER2-negative breast tumors on both pre-treatment and post-treatment biopsies using ribonucleic acid sequencing (RNAseq), and to explore whether any members of this set correlate with response to treatment.
III. To characterize the immune marker profile of peripheral blood mononuclear cell (PBMC)s in both pre-treatment and on serial blood draws using validated mass cytometry (CyTOF) or flow cytometry panels and mesoscale discovery cytokine/chemokine quantification of plasma.
IV. Paired analyses of T cell receptor (TCR) clonality in pretreatment and post-treatment biopsies and PBMC samples.
V. To quantify tumor mutation burden (TMB) and determine if it correlates with post-treatment CD3+/CD8+ T cell breast immunoscore.
VI. To determine whether circulating tumor deoxyribonucleic acid (DNA) (ctDNA) clearance is more rapid and durable in patients treated with pembrolizumab and high-dose RT or low-dose RT versus pembrolizumab alone.
VII. Advanced immunogenomic analyses with CD45+ single cell RNAseq may be performed on a subset of pre- and posttreatment research biopsies for exploratory studies on tumor mutation expression (TME) changes that are selectively induced by pembro + high dose RT, relative to pembro alone followed by pembro/NAC.
OUTLINE: Patients are randomized to 1 of 2 cohorts.
COHORT I: Patients receive pembrolizumab intravenously (IV) over 30 minutes on day 1. Treatment with pembrolizumab repeats every 21 days for 24 weeks. Starting on week 2, patients receive paclitaxel IV over 60 minutes on days 1. Treatment with paclitaxel repeats every week for 12 weeks. Starting on week 14, patients also receive doxorubicin IV over 15 minutes and cyclophosphamide IV over 30 minutes on day 1. Treatment with doxorubicin and cyclophosphamide repeats every 2 weeks for 4 cycles in the absence of disease progression or unacceptable toxicity. After completion of chemotherapy, patients then undergo surgery. Patients undergo image guided core biopsy at day 14 of cycle 1. Patients undergo blood specimen collection day 15, week 14, 24, 28, month 6, year 1 and 2.
COHORT II: Patients undergo radiation therapy with lower dose daily on days 1-3 in the absence of disease progression or unacceptable toxicity. Patients also receive pembrolizumab beginning on day 1, 2, or 3 of radiation therapy, and paclitaxel, doxorubicin, and cyclophosphamide as in Cohort 1. After completion of chemotherapy, patients then undergo surgery. Patients undergo image guided biopsy at day 14 of cycle 1. Patients undergo blood specimen collection day 15, week 14, 24, 28, month 6, year 1 and 2.
After completion of study treatment, patients are followed up every 6 months for 2 years.
Trial PhasePhase II
Trial Typetreatment
Lead OrganizationDana-Farber Harvard Cancer Center
Principal InvestigatorLaura M. Spring
- Primary ID20-157
- Secondary IDsNCI-2020-13347
- ClinicalTrials.gov IDNCT04443348