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Last Modified: 1/7/2009     First Published: 9/24/2003  
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Phase III Randomized Study of Four Schedules of Adjuvant Doxorubicin, Cyclophosphamide, and Paclitaxel in Patients With Node-Positive or High-Risk Node-Negative Breast Cancer

Alternate Title
Basic Trial Information
Objectives
Entry Criteria
Expected Enrollment
Outcomes
Outline
Trial Contact Information
Related Information
Registry Information

Alternate Title

Adjuvant Doxorubicin, Cyclophosphamide, and Paclitaxel in Treating Patients With Breast Cancer

Basic Trial Information

Phase
Type
Status
Age
Sponsor
Protocol IDs

Phase III


Treatment


Active


18 and over


NCI


SWOG-S0221
S0221, NCT00070564

Special Category: CTSU trial, NCI Web site featured trial

Objectives

  1. Compare the disease-free survival of patients with node-positive or high-risk node-negative breast cancer treated with 4 different schedules of adjuvant doxorubicin, cyclophosphamide, and paclitaxel.
  2. Compare the overall survival of patients treated with these regimens.
  3. Compare the toxic effects of these regimens in these patients.
  4. Correlate outcome with putative prognostic markers in patients treated with these regimens.

Entry Criteria

Disease Characteristics:

  • Histologically confirmed stage I-III invasive breast cancer
    • Operable disease
    • Stage I, II, IIIA, and IIIC (T1-3, N3a only)
    • No T4 tumors


  • High-risk disease, defined by 1 of the following:
    • Tumor ≥ 2 cm in greatest diameter (includes both invasive and intraductal component)
      • Patients with nodal status of N0+ (i.e., no cluster of tumor cells in any node greater than 0.2 mm) are considered to be node negative and must have a primary tumor ≥ 2 cm in size or have a tumor ≥ 1 cm with high risk features
      • Patients who are node negative on the basis of a sentinel node procedure and fewer than 6 axillary nodes are removed are eligible OR at least 6 axillary or intramammary nodes must be negative
    • Tumor ≥ 1 cm in diameter and meeting 1 of the following criteria:
      • ER-negative and PgR-negative
      • ER-positive or PgR-positive with a Genomic Health Recurrence Score of ≥ 26
    • One or more axillary or intramammary nodes are involved by metastatic breast cancer
      • If one or more nodes is involved, a minimum of 6 axillary or intramammary nodes must have been examined histologically
      • Patients with N0(I+) disease will be considered node negative


  • HER2/neu-positive tumors (3+ by immunohistochemical staining or amplified by fluorescence in-situ hybridization) allowed


  • Bilateral synchronous breast cancer diagnosed within 1 month of each other allowed provided the higher TNM stage primary tumor meets the eligibility criteria


  • Prior modified radical mastectomy OR local excision of all tumors with axillary lymph node dissection or sentinel node resection required
    • No more than 84 days since prior surgery for the primary tumor and/or axilla
    • Final resection margins for the primary tumor must be histologically negative for invasive cancer and ductal carcinoma in situ
    • Resection margins positive for lobular carcinoma in situ are allowed


  • Hormone receptor status:
    • Estrogen receptor status known
    • Progesterone receptor status known


Prior/Concurrent Therapy:

Biologic therapy

  • Not specified

Chemotherapy

  • No prior cytotoxic chemotherapy for this breast cancer
  • No prior chemotherapy with an anthracycline, anthracenedione, or taxane

Endocrine therapy

  • Not specified

Radiotherapy

  • No prior radiotherapy for this malignancy
  • At least 2 weeks since prior radiotherapy for ductal carcinoma in situ

Surgery

  • See Disease Characteristics

Patient Characteristics:

Age

  • 18 and over

Sex

  • Male or female

Menopausal status

  • Not specified

Performance status

  • Zubrod 0-2

Life expectancy

  • Not specified

Hematopoietic

  • Absolute neutrophil count at least 1,200/mm3
  • Platelet count at least 100,000/mm3

Hepatic

  • Bilirubin no greater than upper limit of normal (ULN)
  • Alkaline phosphatase no greater than 2 times ULN
  • SGOT or SGPT no greater than 2 times ULN

Renal

  • Creatinine no greater than ULN

Cardiovascular

  • No congestive heart failure
  • No active angina pectoris
  • LVEF greater than or equal to the lower limit of normal* by MUGA or echocardiogram

 [Note: Patients age 60 and over OR with a history of hypertension]

Other

  • Not pregnant or nursing
  • Negative pregnancy test
  • Fertile patients must use effective contraception
  • No other malignancy within the past 5 years except adequately treated basal cell or squamous cell skin cancer, in situ cervical carcinoma, or lobular carcinoma in situ of the breast
    • Prior invasive breast cancer or ductal carcinoma in situ allowed if disease-free for 5 years
  • HIV negative

Expected Enrollment

4500

A total of 4,500 patients (1,125 per treatment arm) will be accrued for this study within 2.25 years.

Outcomes

Primary Outcome(s)

Disease-free survival by medical history, physical exam, and mammograms every 6 months (annually for mammograms) for 5 years and then annually for 15 years or until death
Compare overall survival of patients among the 4 treatment arms by medical history and physical exam every 6 months for 5 years and then annually
Compare toxicity among the 4 treatment arms by medical history and physical exam every 6 months for 5 years and then annually

Secondary Outcome(s)

Compare disease-free survival of patients among the 4 treatment arms by assessment of medical history, physical exam, and mammograms every 6 months (annually for mammograms) for 5 years and then annually for 15 years or until death
Compare prognostic biomarkers with outcome and the interaction of these markers with treatment as measured by gene expression analysis before study entry

Outline

This is a randomized, multicenter study. Patients are randomized to 1 of 4 treatment arms.

  • Arm I: Patients receive doxorubicin IV and cyclophosphamide IV on day 1 and pegfilgrastim subcutaneously (SC) on day 2 or filgrastim (G-CSF) SC on days 3-10. Treatment repeats every 14 days for 6 courses.

    Beginning 2 weeks after completion of doxorubicin and cyclophosphamide, patients receive paclitaxel IV over 3 hours on day 1 and pegfilgrastim SC on day 2. Treatment repeats every 14 days for 6 courses.



  • Arm II: Patients receive doxorubicin IV on day 1, oral cyclophosphamide on days 1-7, and G-CSF SC on days 2-7. Treatment repeats every 7 days for 15 courses.

    Beginning 2 weeks after completion of cyclophosphamide, patients receive paclitaxel and pegfilgrastim as in arm I.



  • Arm III: Patients receive doxorubicin, cyclophosphamide, and pegfilgrastim or G-CSF as in arm I.

    Beginning 2 weeks after completion of doxorubicin and cyclophosphamide, patients receive paclitaxel IV over 1 hour on day 1. Treatment repeats every 7 days for 12 courses.



  • Arm IV: Patients receive doxorubicin, cyclophosphamide, and G-CSF as in arm II.

    Beginning 2 weeks after completion of cyclophosphamide, patients receive paclitaxel as in arm III.



In all arms, treatment continues in the absence of disease progression or unacceptable toxicity.

In all arms patients with HER2/neu-positive tumors also receive trastuzumab (Herceptin®) weekly or every 3 weeks beginning concurrently with paclitaxel OR 3 months after the last dose of paclitaxel and continuing for up to 52 weeks.

In all arms, patients with estrogen-receptor or progesterone-receptor positive tumors receive hormonal therapy beginning within 28 days of the completion of adjuvant chemotherapy or radiotherapy (if given).

After finishing study treatment patients are followed once a year for up to 15 years.

Trial Contact Information

Trial Lead Organizations

Southwest Oncology Group

George Budd, MD, Study coordinator
Ph: 216-444-6480; 800-862-7798
Email: S0221@cc.ccf.org
Halle Moore, MD, Study coordinator
Ph: 216-445-4624; 800-862-7798

Trial Sites

U.S.A.
Alabama
  Anniston
 Regional Medical Center
 Stephanie Fussell
Ph: 256-235-5877
  Huntsville
 Clearview Cancer Institute
 Clinical Trials Office - Clearview Cancer Institute
Ph: 256-705-4224
  Mobile
 Providence Cancer Center at Providence Hospital
 Paul Schwarzenberger, MD
Ph: 251-544-1013
Alaska
  Anchorage
 Alaska Regional Hospital Cancer Center
 Saul Rivkin, MD
Ph: 206-386-2441
 Providence Cancer Center
 Clinical Trials Office - Providence Cancer Center
Ph: 907-261-3109
Arizona
  Scottsdale
 Mayo Clinic Scottsdale
 Clinical Trials Office - All Mayo Clinic Locations
Ph: 507-538-7623
  Tucson
 Arizona Cancer Center at University of Arizona Health Sciences Center
 Clinical Trials Office - Arizona Cancer Center at University of Arizona Health Sciences Center
Ph: 520-626-9008
Arkansas
  Ft. Smith
 Hembree Mercy Cancer Center at St. Edward Mercy Medical Center
 John Wells, MD
Ph: 479-484-4700
  Jonesboro
 Ben E. Owens Cancer Treatment Center at St. Bernard's Medical Center
 Clinical Trials Office - Ben E. Owens Cancer Treatment Center at St. Bernard's Medical Center
Ph: 870-972-4100
  Little Rock
 Arkansas Cancer Research Center at University of Arkansas for Medical Sciences
 Clinical Trial Office - Arkansas Cancer Research Center at University of Arkansas for Medical Sciences
Ph: 501-686-8274
California
  Berkeley
 Alta Bates Summit Comprehensive Cancer Center
 Clinical Trials Office - Alta Bates Summit Comprehensive Cancer Center
Ph: 510-204-3428
  Burlingame
 Peninsula Medical Center
 David Irwin, MD
Ph: 510-204-1591
  Fresno
 California Cancer Center - Woodward Park Office
 Dina Ibrahim
Ph: 559-451-3647
  Greenbrae
 Marin Cancer Institute at Marin General Hospital
 David Irwin, MD
Ph: 510-204-1591
 Sutter Health - Western Division Cancer Research Group
 David Irwin, MD
Ph: 510-204-1591
  Long Beach
 Breastlink Medical Group, Incorporated at Long Beach Memorial Medical Center
 Clinical Trials Office - Breastlink Medical Group, Incorporated
Ph: 562-981-6101
  Los Angeles
 USC/Norris Comprehensive Cancer Center and Hospital
 Clinical Trials Office - USC/Norris Comprehensive Cancer Center and Hospital
Ph: 323-865-0451
  Modesto
 Memorial Medical Center
 Clinical Trials Office - Memorial Medical Center
Ph: 209-572-7116
  Palm Springs
 Desert Regional Medical Center Comprehensive Cancer Center
 Clinical Trials Office - Desert Regional Medical Center Comprehensive Cancer Center
Ph: 760-416-4730
  Roseville
 Sutter Cancer Center at Roseville Medical Center
 Clinical Trials Office - Sutter Cancer Center
Ph: 916-454-6595
  Sacramento
 Mercy General Hospital
 Colin Spears, MD
Ph: 916-736-1536
 Sutter Cancer Center
 Clinical Trial Office - Sutter Cancer Center
Ph: 916-454-6595
 University of California Davis Cancer Center
 Clinical Trials Office - University of California Davis Cancer Center
Ph: 916-734-3089
  San Francisco
 California Pacific Medical Center - California Campus
 David Irwin, MD
Ph: 510-204-1591
 San Francisco General Hospital Medical Center
 Hope Rugo, MD
Ph: 415-353-7428
 UCSF Helen Diller Family Comprehensive Cancer Center
 Clinical Trials Office - UCSF Helen Diller Family Comprehensive Cancer Center
Ph: 877-827-3222
  Stockton
 St. Joseph's Regional Cancer Center
 Aminder Mehdi, MD
Ph: 209-466-2626
  Vallejo
 Sutter Solano Medical Center
 David Irwin, MD
Ph: 510-204-1591
Colorado
  Aurora
 University of Colorado Cancer Center at UC Health Sciences Center
 Clinical Trials Office - University of Colorado Cancer Center
Ph: 720-848-0650
  Colorado Springs
 Memorial Hospital Cancer Center - Colorado Springs
 Clinical Trials Office - Memorial Hospital
Ph: 719-365-2406
  Denver
 Denver Health Medical Center
 Anthony Elias, MD
Ph: 720-848-1622
 Veterans Affairs Medical Center - Denver
 Anthony Elias, MD
Ph: 720-848-1622
  Edwards
 Shaw Regional Cancer Center
 Anthony Elias, MD
Ph: 720-848-1622
  Montrose
 Montrose Memorial Hospital Cancer Center
 Clinical Trials Office - Montrose Memorial Hospital Cancer Center
Ph: 670-240-7267
District of Columbia
  Washington
 Lombardi Comprehensive Cancer Center at Georgetown University Medical Center
 Clinical Trials Office - Lombardi Comprehensive Cancer Center
Ph: 202-444-0381
Florida
  Fort Lauderdale
 Michael and Dianne Bienes Comprehensive Cancer Center at Holy Cross Hospital
 Clinical Trials Office - Michael and Dianne Bienes Comprehensive Cancer Center
Ph: 954-776-3239
  Jacksonville
 Mayo Clinic - Jacksonville
 Clinical Trials Office - All Mayo Clinic Locations
Ph: 507-538-7623
  Jupiter
 Ella Milbank Foshay Cancer Center at Jupiter Medical Center
 Clinical Trials Office - Ella Milbank Foshay Cancer Center
Ph: 561-745-5768
  Leesburg
 Cancer Centers of Central Florida, PA
 Glenn Mills, MD
Ph: 318-813-1440
  Miami Beach
 CCOP - Mount Sinai Medical Center
 Michael Schwartz, MD
Ph: 305-535-3310
Georgia
  Columbus
 John B. Amos Cancer Center
 Clinical Trials Office - John B. Amos Cancer Center
Ph: 706-660-6404
  Fort Gordon
 Dwight David Eisenhower Army Medical Center
 Mary Edgecomb, DO
Ph: 706-787-2100
  Valdosta
 Pearlman Comprehensive Cancer Center at South Georgia Medical Center
 Contact Person
Ph: 229-259-4600
Hawaii
  Aiea
 Kapiolani Medical Center at Pali Momi
 Jonathan Cho
Ph: 808-486-6000
  Honolulu
 Cancer Research Center of Hawaii
 Clinical Trials Office - Cancer Research Center of Hawaii
Ph: 808-586-2979
 Hawaii Medical Center - East
 Jonathan Cho
Ph: 808-547-6011
 Kapiolani Medical Center for Women and Children
 Jonathan Cho
Ph: 808-973-8511
 OnCare Hawaii, Incorporated - Kuakini
 Jonathan Cho
Ph: 808-531-8521
 OnCare Hawaii, Incorporated - Lusitana
 Jonathan Cho
Ph: 808-524-6115
 Queen's Cancer Institute at Queen's Medical Center
 Jonathan Cho
Ph: 808-545-8778
800-547-4742
 Straub Clinic and Hospital, Incorporated
 Jonathan Cho
Ph: 808-522-4000
800-232-9491
 Tripler Army Medical Center
 Jeffrey Berenberg, MD
Ph: 808-433-4089
  Wailuku
 Maui Memorial Medical Center
 Jonathan Cho
Ph: 808-244-9056
 Pacific Cancer Institute - Maui
 Jonathan Cho
Ph: 808-242-2600
Idaho
  Boise
 Mountain States Tumor Institute at St. Luke's Regional Medical Center
 Theodore Walters, MD
Ph: 208-381-2711
  Coeur d'Alene
 Kootenai Cancer Center - Coeur d'Alene
 Clinical Trials Office - North Idaho Cancer Center
Ph: 208-666-3764
Illinois
  Alton
 Saint Anthony's Hospital at Saint Anthony's Health Center
 Bethany Sleckman, MD
Ph: 314-251-7057
  Aurora
 Rush-Copley Cancer Care Center
 Kendrith Rowland, MD
Ph: 217-383-3019
  Bloomington
 St. Joseph Medical Center
 John Kugler, MD
Ph: 309-243-3605
  Canton
 Graham Hospital
 John Kugler, MD
Ph: 309-243-3605
  Carthage
 Memorial Hospital
 John Kugler, MD
Ph: 309-243-3605
  Chicago
 Resurrection Medical Center
 Christopher Rose, MD
Ph: 847-965-3200
 Robert H. Lurie Comprehensive Cancer Center at Northwestern University
 Clinical Trials Office - Robert H. Lurie Comprehensive Cancer Center at Northwestern University
Ph: 312-695-1301
 Email: cancer@northwestern.edu
  Decatur
 Decatur Memorial Hospital Cancer Care Institute
 Clinical Trials Office - Decatur Memorial Hospital Cancer Care Institute
Ph: 217-876-6601
  Elk Grove Village
 Alexian Brothers Radiation Oncology
 Bruce Bank, MD
Ph: 847-437-3312
  Eureka
 Eureka Community Hospital
 John Kugler, MD
Ph: 309-243-3605
  Galesburg
 Galesburg Clinic, PC
 John Kugler, MD
Ph: 309-243-3605
 Galesburg Cottage Hospital
 John Kugler, MD
Ph: 309-243-3605
  Harvey
 Ingalls Cancer Care Center at Ingalls Memorial Hospital
 Clinical Trials Office - Ingalls Cancer Care Center at Ingalls Memorial Hospital
Ph: 708-915-6747
  Havana
 Mason District Hospital
 John Kugler, MD
Ph: 309-243-3605
  Hopedale
 Hopedale Medical Complex
 John Kugler, MD
Ph: 309-243-3605
  Joliet
 Joliet Oncology-Hematology Associates, Limited - West
 Sanjiv Modi
Ph: 815-730-3098
  Macomb
 McDonough District Hospital
 John Kugler, MD
Ph: 309-243-3605
  Maywood
 Cardinal Bernardin Cancer Center at Loyola University Medical Center
 Clinical Trials Office - Cardinal Bernardin Cancer Center
Ph: 708-226-4357
  Mt. Vernon
 Good Samaritan Regional Health Center
 Bethany Sleckman, MD
Ph: 314-251-7057
  Naperville
 Edward Hospital Cancer Center
 Clinical Trials Office - Edward Hospital Cancer Center
Ph: 630-646-6075
 Hematology Oncology Consultants - Naperville
 Fariborze Barhamand, MD
Ph: 630-369-1501
  Normal
 BroMenn Regional Medical Center
 John Kugler, MD
Ph: 309-243-3605
 Community Cancer Center
 John Kugler, MD
Ph: 309-243-3605
  Olympia Fields
 Saint James Hospital and Health Centers Comprehensive Cancer Institute - Olympia Fields
 Clinical Trials Office - Saint James Hospital and Health Centers Comprehensive Cancer Institute - Olympia Fields
Ph: 708-679-2217
  Ottawa
 Community Hospital of Ottawa
 John Kugler, MD
Ph: 309-243-3605
 Oncology Hematology Associates of Central Illinois, PC - Ottawa
 John Kugler, MD
Ph: 309-243-3605