National Cancer Institute National Cancer Institute
U.S. National Institutes of Health National Cancer Institute
NCI Home Cancer Topics Clinical Trials Cancer Statistics Research & Funding News About NCI
Clinical Trials (PDQ®)
Patient VersionHealth Professional Version
Last Modified: 8/29/2008     First Published: 3/24/2003  
Page Options
Print This Page  Print This Page
E-Mail This Document  E-Mail This Document
Quick Links
Director's Corner

Dictionary of Cancer Terms

NCI Drug Dictionary

Funding Opportunities

NCI Publications

Advisory Boards and Groups

Science Serving People

Español
NCI Highlights
Colorectal Cancer Drugs Require Careful Patient Selection

Cetuximab for Advanced Lung Cancer

Past Highlights
Phase III Randomized Study of Preoperative Chemoradiotherapy Comprising Radiation Therapy and Either Capecitabine or Fluorouracil With or Without Oxaliplatin in Patients With Resectable Rectal Cancer

Alternate Title
Basic Trial Information
Objectives
Entry Criteria
Expected Enrollment
Outcomes
Outline
Trial Contact Information
Related Information
Registry Information

Alternate Title

Radiation Therapy and Either Capecitabine or Fluorouracil With or Without Oxaliplatin Before Surgery in Treating Patients With Resectable Rectal Cancer

Basic Trial Information

Phase
Type
Status
Age
Sponsor
Protocol IDs

Phase III


Treatment


Active


18 and over


NCI


NSABP-R-04
NCT00058474, NSABP-R-04, CALGB-NSABP-R-04

Special Category: CTSU trial, NCI - CMS pilot project trial, NCI Web site featured trial

Objectives

Primary

  1. Compare the rate of local-regional relapse in patients with resectable rectal cancer treated with chemoradiotherapy comprising radiation therapy and either capecitabine or fluorouracil with or without oxaliplatin.

Secondary

  1. Compare the rate of clinical complete response in patients treated with these regimens.
  2. Compare the rate of pathologic complete response in patients treated with these regimens.
  3. Determine the increase in the number of patients who are able to undergo sphincter-saving surgery after treatment with these regimens.
  4. Correlate genetic patterns and the presence or absence of specific tissue biomarkers with response and prognosis in patients treated with these regimens.
  5. Compare preoperative quality of life (QOL) of patients treated with oral capecitabine versus continuous infusion with fluorouracil.
  6. Determine the impact of oxaliplatin on neurotoxicity in patients treated with these regimens.
  7. Compare the toxic effects of these regimens in these patients.
  8. Compare the convenience of care in patients treated with these regimens.
  9. Determine the impact of the type of surgical management on QOL at 1 year postoperatively in these patients.

Entry Criteria

Disease Characteristics:

  • Diagnosis of adenocarcinoma of the rectum
    • Diagnosis obtained within the past 42 days by a biopsy technique which leaves the major portion of the tumor intact
    • Stage II (T3-4, N0 [N0is defined as all imaged lymph nodes < 1.0 cm]) OR stage III (T1-4, N1-2 [with the definition of a clinically positive lymph node being any node ≥ 1.0 cm]
      • Stage of the primary tumor may be determined by ultrasound or MRI (CT scan is acceptable provided there is evidence of T4 and/or N1-2 disease


  • Tumor palpable by digital rectal exam OR accessible by proctoscope or sigmoidoscope


  • Distal border of the tumor must be located < 12 cm from the anal verge


  • Tumor amenable to curative resection*

     [Note: *Curative resection can include pelvic exenteration]



  • No history of invasive rectal malignancy, regardless of disease-free interval


  • No other rectal cancers (i.e., sarcoma, lymphoma, carcinoid, squamous cell carcinoma, or cloacogenic carcinoma)


  • No synchronous colon cancer


  • No clear indication of involvement of the pelvic side walls by imaging


  • No evidence of metastatic disease


Prior/Concurrent Therapy:

Biologic therapy

  • No concurrent prophylactic filgrastim (G-CSF) or sargramostim (GM-CSF)

Radiotherapy

  • No prior pelvic radiotherapy

Surgery

  • See Disease Characteristics

Other

  • No prior therapy for this cancer
  • More than 4 weeks since prior participation in any investigational drug study
  • No concurrent halogenated antiviral agents (e.g., sorivudine or brivudine)

Patient Characteristics:

Age

  • 18 and over

Performance status

  • ECOG 0-1

    OR

  • Zubrod 0-1

Life expectancy

  • At least 5 years (excluding diagnosis of cancer)

Hematopoietic

  • Absolute neutrophil count ≥ 1,200/mm3
  • Platelet count ≥ 100,000/mm3

Hepatic

  • Total bilirubin ≤ 1.5 times upper limit of normal (ULN)
  • Alkaline phosphatase ≤ 2 times ULN
  • AST ≤ 2 times ULN*
  • No hepatic disease that would preclude study treatment or follow-up
  • No uncontrolled coagulopathy
  • No history of viral hepatitis or other chronic liver disease

 [Note: *If AST is > ULN, serologic testing for Hepatitis B and C must be performed and results must be negative]

Renal

  • Creatinine clearance > 50 mL/min
  • No renal disease that would preclude study treatment or follow-up

Cardiovascular

  • No cardiovascular disease that would preclude study treatment or follow-up
  • No New York Heart Association class III or IV heart disease
  • No active ischemic heart disease
  • No myocardial infarction within the past 6 months
  • No symptomatic arrhythmia
  • No uncontrolled hypertension

Gastrointestinal

  • Able to take oral medications
  • No lack of upper gastrointestinal tract integrity or malabsorption syndrome
  • No active inflammatory bowel disease (i.e., patients requiring current medical interventions or who are symptomatic)

Other

  • Not pregnant or nursing
  • Fertile patients must use effective contraception
  • Patients with prior malignancies, including invasive colon cancer, are eligible provided they have been disease-free for ≥ 5 years and are deemed by their physician to be at low risk for recurrence
  • No other malignancy within the past 5 years except effectively treated squamous cell or basal cell skin cancer, melanoma in situ, carcinoma in situ of the cervix, or carcinoma in situ of the colon or rectum
  • No other nonmalignant systemic disease that would preclude study therapy or follow-up
  • No known hypersensitivity to fluorouracil, capecitabine, or oxaliplatin
  • No clinically significant peripheral neuropathy (i.e., neurosensory or neuromotor toxicity ≥ grade 2)
  • No psychiatric or addictive disorders, or other conditions that, in the opinion of the investigator, would preclude study participation

Expected Enrollment

1606

A total of 1,606 patients will be accrued for this study within 4 years.

Outcomes

Primary Outcome(s)

Loco-regional disease control as assessed by evidence of tumor at 3 years

Secondary Outcome(s)

Clinical complete response as assessed by digital rectal exam and sigmoidoscopy or proctoscopy at time of definitive analysis
Pathologic complete response as assessed by gross and microscopic exam of surgical specimens at time of definitive analysis
Sphincter-saving surgery at time of definitive analysis
Survival as measured by deaths from any cause at time of definitive analysis
Disease-free survival as assessed by recurrence, second primary cancer, or death from any cause at time of definitive analysis
Tissue biomarkers as assessed by analysis of tumor tissue using current biotechnology after definitive analysis
Quality of life as assessed by FACT-C trial outcome index and EORTC CR38 after definitive analysis
Neurotoxicity as assessed by FACT-NTX scale after definitive analysis
Symptoms as assessed by fluoropyrimidine symptom scale adapted from SWOG after definitive analysis
Vitality as assessed by SF-36 vitality scale after definitive analysis
Convenience of care as assessed by NSABP C-06 convenience of care scale adapted from ECOG after definitive analysis

Outline

This is a randomized, multicenter study. Patients are stratified according to participating center, gender, clinical tumor stage (stage II vs stage III), and surgical intent (sphincter saving vs non-sphincter saving). Patients are randomized to 1 of 4 treatment arms.

  • Arm I: Patients receive fluorouracil IV continuously and undergo radiotherapy once daily 5 days a week for 5-6 weeks.


  • Arm II: Patients receive fluorouracil and undergo radiotherapy as in arm I. Patients also receive oxaliplatin IV over 1 hour once weekly for 5 weeks.


  • Arm III: Patients receive oral capecitabine twice daily and undergo radiotherapy once daily 5 days a week for 5-6 weeks.


  • Arm IV: Patients receive capecitabine and undergo radiotherapy as in arm III. Patients also receive oxaliplatin as in arm II.


Within 6-8 weeks after the completion of chemoradiotherapy, patients with responding or stable disease undergo surgery. Patients with progressive disease are treated at the discretion of the investigator and continue to be followed.

Quality of life is assessed at baseline, at completion of chemoradiotherapy, and at 1 year after surgery.

After completion of study treatment, patients are followed every 6 months for 5 years.

Trial Contact Information

Trial Lead Organizations

National Surgical Adjuvant Breast and Bowel Project

Robert Beart, MD, Protocol chair
Ph: 323-865-3690; 800-865-0102
Email: rbeart@usc.edu

Cancer and Leukemia Group B

David Ryan, MD, Protocol chair
Ph: 617-724-0234; 877-726-5130

Trial Sites

U.S.A.
Alabama
  Mobile
 Providence Cancer Center at Providence Hospital
 Paul Schwarzenberger, MD
Ph: 251-435-5892
Arizona
  Scottsdale
 Mayo Clinic Scottsdale
 Clinical Trials Office - All Mayo Clinic Locations
Ph: 507-538-7623
Arkansas
  Jonesboro
 Ben E. Owens Cancer Treatment Center at St. Bernard's Medical Center
 Clinical Trials Office - Ben E. Owens Cancer Treatment Center at St. Bernard's Medical Center
Ph: 870-972-4100
California
  Burbank
 Providence Saint Joseph Medical Center - Burbank
 Clinical Trials Office - Providence Saint Joseph Medical Center - Burbank
Ph: 818-847-3220
  Castro Valley
 East Bay Radiation Oncology Center
 James Feusner, MD
Ph: 510-428-3689
 Valley Medical Oncology Consultants - Castro Valley
 James Feusner, MD
Ph: 510-428-3689
  Concord
 Cancer Care Center at John Muir Health - Concord Campus
 Clinical Trials Office - Cancer Care Center at John Muir Health - Concord Campus
Ph: 925-674-2580
  Duarte
 City of Hope Comprehensive Cancer Center
 Clinical Trials Office - City of Hope Comprehensive Cancer Center
Ph: 800-826-4673
 Email: becomingapatient@coh.org
  Fairfield
 North Bay Cancer Center
 Clinical Trials Office - North Bay Cancer Center
Ph: 707-429-6976
  Fremont
 Kaiser Permanente - Fremont
 Louis Fehrenbacher, MD
Ph: 707-651-2577
 Valley Medical Oncology
 James Feusner, MD
Ph: 510-428-3689
  Fresno
 Cancer Care Associates
 Charles Kuzma
Ph: 559-326-1222
877-490-4222
  Fullerton
 Virginia K. Crosson Cancer Center at St. Jude Medical Center
 Clinical Trials Office - Virginia K. Crosson Cancer Center
Ph: 714-446-5642
  Glendale
 Glendale Memorial Hospital Comprehensive Cancer Center
 Clinical Trials Office - Glendale Memorial Hospital Comprehensive Cancer Center
Ph: 818-409-7653
  Greenbrae
 California Cancer Care, Incorporated - Greenbrae
 Peter Eisenberg, MD
Ph: 415-925-5000
  Hayward
 Kaiser Permanente Medical Center - Hayward
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  La Jolla
 Rebecca and John Moores UCSD Cancer Center
 Clinical Trials Office - Rebecca and John Moores UCSD Cancer Center
Ph: 858-822-5354
 Email: cancercto@ucsd.edu
 Scripps Cancer Center - San Diego
 William Miller, MD
Ph: 858-554-8832
  Loma Linda
 Loma Linda University Cancer Institute at Loma Linda University Medical Center
 Clinical Trials Office - Loma Linda University Cancer Institute
Ph: 909-558-3375
  Los Angeles
 Cecilia Gonzalez De La Hoya Cancer Center at White Memorial Medical Center
 Lawrence Wagman, MD
Ph: 323-260-5768
 Jonsson Comprehensive Cancer Center at UCLA
 Clinical Trials Office - Jonsson Comprehensive Cancer Center at UCLA
Ph: 888-798-0719
 USC/Norris Comprehensive Cancer Center and Hospital
 Clinical Trials Office - USC/Norris Comprehensive Cancer Center and Hospital
Ph: 323-865-0451
  Mission Hills
 Providence Holy Cross Cancer Center
 Bahareh Bahadini
Ph: 818-898-4410
  Oakland
 Alta Bates Summit Medical Center - Summit Campus
 Clinical Trials Office - Alta Bates Summit Medical Center - Summit Campus
Ph: 510-204-1414
 Bay Area Breast Surgeons, Incorporated
 James Feusner, MD
Ph: 510-428-3689
 CCOP - Bay Area Tumor Institute
 James Feusner, MD
Ph: 510-428-3689
 Highland General Hospital
 James Feusner, MD
Ph: 510-428-3689
 Kaiser Permanente Medical Center - Oakland
 Louis Fehrenbacher, MD
Ph: 707-651-2577
 Larry G Strieff MD Medical Corporation
 James Feusner, MD
Ph: 510-428-3689
 Tom K Lee, Incorporated
 James Feusner, MD
Ph: 510-428-3689
  Pleasanton
 Valley Care Medical Center
 James Feusner, MD
Ph: 510-428-3689
 Valley Medical Oncology Consultants - Pleasanton
 James Feusner, MD
Ph: 510-428-3689
  Pomona
 Robert and Beverly Lewis Family Cancer Care Center at Pomona Valley Hospital Medical Center
 Clinical Trials Office - Robert and Beverly Lewis Family Cancer Care Center
Ph: 909-865-9555
  Redding
 North Valley Breast Clinic
 Lawrence Wagman, MD
Ph: 530-243-5551
  Redwood City
 Kaiser Permanente Medical Center - Redwood City
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  Richmond
 Kaiser Permanente Medical Center - Richmond
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  Roseville
 Kaiser Permanente Medical Center - Roseville
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  Sacramento
 Kaiser Permanente Medical Center - Sacramento
 Louis Fehrenbacher, MD
Ph: 707-651-2577
 South Sacramento Kaiser-Permanente Medical Center
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  Salinas
 Salinas Valley Memorial Hospital
 Shehzad Aziz, MD
Ph: 831-755-1701
  San Diego
 Kaiser Permanente Medical Office -Vandever Medical Office
 Jonathan Polikoff, MD
Ph: 619-528-2596
  San Francisco
 Kaiser Permanente Medical Center - San Francisco Geary Campus
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  San Jose
 Kaiser Permanente Medical Center - Santa Teresa
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  San Pablo
 Doctors Medical Center - San Pablo Campus
 James Feusner, MD
Ph: 510-428-3689
  San Rafael
 Kaiser Foundation Hospital - San Rafael
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  Sana Rosa
 CCOP - Santa Rosa Memorial Hospital
 Ian Anderson, MD
Ph: 707-521-3830
  Santa Clara
 Kaiser Permanente Medical Center - Santa Clara Kiely Campus
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  Santa Rosa
 Kaiser Permanente Medical Center - Santa Rosa
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  South San Francisco
 Kaiser Permanente Medical Center - South San Francisco
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  Stockton
 Kaiser Permanente Medical Facility - Stockton
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  Vallejo
 Kaiser Permanente Medical Center - Vallejo
 Louis Fehrenbacher, MD
Ph: 707-651-2577
  Walnut Creek
 John Muir/Mt. Diablo Comprehensive Cancer Center
 Clinical Trials Office - John Muir/Mt. Diablo Comprehensive Cancer Center
Ph: 925-941-4246
 Kaiser Permanente Medical Center - Walnut Creek
 Louis Fehrenbacher, MD
Ph: 707-651-2577
Colorado
  Aurora
 Aurora Presbyterian Hospital
 Eduardo Pajon, MD
Ph: 303-777-2663
 University of Colorado Cancer Center at UC Health Sciences Center
 Clinical Trials Office - University of Colorado Cancer Center
Ph: 720-848-0650
  Boulder
 Boulder Community Hospital
 Clinical Trials Office - Boulder Community Hospital
Ph: 303-938-5253
  Colorado Springs
 Penrose Cancer Center at Penrose Hospital
 Clinical Trials Office - Penrose Cancer Center
Ph: 719-776-5275
  Denver
 CCOP - Colorado Cancer Research Program
 Eduardo Pajon, MD
Ph: 303-777-2663
 Porter Adventist Hospital
 Eduardo Pajon, MD
Ph: 303-777-2663
 Presbyterian - St. Luke's Medical Center
 Clinical Trials Office - Presbyterian - St. Luke's Medical Center
Ph: 303-839-6000
 Rose Medical Center
 Eduardo Pajon, MD
Ph: 303-777-2663
 St. Anthony Central Hospital
 Eduardo Pajon, MD
Ph: 303-777-2663
 St. Joseph Hospital
 Eduardo Pajon, MD
Ph: 303-777-2663
  Englewood
 Swedish Medical Center
 Eduardo Pajon, MD
Ph: 303-777-2663
  Fort Collins
 Front Range Cancer Specialists
 Diana Medgyesy, MD
Ph: 970-212-7600
 Poudre Valley Hospital
 Clinical Trials Office - Poudre Valley Hospital
Ph: 970-495-8226
  Grand Junction
 St. Mary's Regional Cancer Center at St. Mary's Hospital and Medical Center
 Eduardo Pajon, MD
Ph: 303-777-2663
  Greeley
 North Colorado Medical Center
 Eduardo Pajon, MD
Ph: 303-777-2663
  Lone Tree
 Sky Ridge Medical Center
 Eduardo Pajon, MD
Ph: 303-777-2663
  Longmont
 Hope Cancer Care Center at Longmont United Hospital
 Eduardo Pajon, MD
Ph: 303-777-2663
  Loveland
 McKee Medical Center
 Eduardo Pajon, MD
Ph: 303-777-2663
  Pueblo
 St. Mary - Corwin Regional Medical Center
 Eduardo Pajon, MD
Ph: 303-777-2663
  Thornton
 North Suburban Medical Center
 Eduardo Pajon, MD
Ph: 303-777-2663
  Wheat Ridge
 Exempla Lutheran Medical Center
 Clinical Trials Office - Exempla Lutheran Medical Center
Ph: 303-403-3605
Connecticut
  Greenwich
 Bendheim Cancer Center at Greenwich Hospital
 Clinical Trials Office - Bendheim Cancer Center
Ph: 203-863-3698
  Norwich
 Eastern Connecticut Hematology and Oncology Associates
 Anca Bulgaru
Ph: 860-886-8362
Delaware
  Lewes
 Tunnell Cancer Center at Beebe Medical Center
 Clinical Trials Office - Tunnell Cancer Center
Ph: 302-645-3171
  Newark
 CCOP - Christiana Care Health Services
 Clinical Trial Office - CCOP - Christiana Care Health Services
Ph: 302-733-6227
District of Columbia
  Washington
 Lombardi Comprehensive Cancer Center at Georgetown University Medical Center
 Clinical Trials Office - Lombardi Comprehensive Cancer Center
Ph: 202-444-0381
 Sibley Memorial Hospital
 Frederick Smith, MD
Ph: 301-657-4588
Florida
  Boca Raton
 Eugene M. and Christine E. Lynn Cancer Institute at Boca Raton Community Hospital - Main Campus
 Clinical Trials Office - Eugene M. and Christine E. Lynn Cancer Institute
Ph: 561-955-4800
  Fort Lauderdale
 Broward General Medical Center Cancer Center
 Clinical Trials Office - Broward General Medical Center Cancer Center
Ph: 954-355-5346
 Michael and Dianne Bienes Comprehensive Cancer Center at Holy Cross Hospital
 Clinical Trials Office - Michael and Dianne Bienes Comprehensive Cancer Center
Ph: 954-776-3239